Head of Legal Compliance

  • Gurugram
  • Dotpe

DotPe is scouting for Compliance Officer for it's Digital Lending product.


Responsibilities:


  • Ensuring compliance with Companies Act, FEMA, RBI Regulations
  • Understanding and complying to digital lending and other applicable guidelines
  • Understanding of overall compliance landscape with respect to lending, insurance and platform & digital businesses
  • Understanding of data privacy/customer data/franchise data usage norms
  • Understanding of call center guidelines and applicability
  • Overseeing documentation and finalizing various contracts, agreements, Negotiating, and Vetting Shareholders Agreements,
  • Review and regular update of policies and procedures in view of new regulations including compliance manuals.
  • Managing all Correspondence with the RBI by acting as a principal interface between the Company and RBI (eg. To manage the relationship with the regulator, coordinate when any regulatory approvals are needed, Coordinating efforts related to regulatory audits and reviews)
  • Provide compliance opinions to the internal stakeholders on applicability of regulatory laws / guidelines in relation to activities of the Company (eg : customer communication in app, website or documents)
  • Overseeing and monitoring the implementation of the compliance framework.
  • Independently investigating and acting on matters related to compliance.
  • Preparing and presenting clear and concise compliance reports to the management and timely escalations to the Leadership team on incidents of breaches and suggest corrective actions.


Requirements :

  • CA / LLB with 7-11 years experience in the Compliance team of any NBFC / Fintech.
  • Effective interpersonal skills to effectively communicate and coordinate complex issues and projects with diverse levels of management and employees (Stakeholder management)
  • Conversant with RBI regulations applicable to Banks and NBFCs (apart from general knowledge of business processes followed by NBFC on-ground in relation to loan disbursements and repayments)
  • Effective verbal and written communication.
  • Should have good experience with Regulatory Compliance.
  • Ability and willingness to single-handedly conduct all compliance-related functions.

Apply now

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