Lead - Compliance Officer

  • Jaipur
  • Sk Finance Ltd

Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as per regulatory requirements Collaborate with other departments such as the risk management or internal audit unit to forward compliance issues for investigation Conduct reviews to identify gaps in the overall compliance processes within and outside the department & ensure identification of staff accountability for requisite action Ensure adherence to timelines for various compliance activities as assigned by regulator/ Board/ top 0r senior management Review the policies/ products/ processes to ensure compliance with regulatory & statutory laws. Carry out assessments to identify areas of potential compliance risks in order to implement preventive/corrective strategies to address compliance issues Provide reports on a regular basis to senior management to keep them updated on progress of compliance operations Organize compliance programs to educate the staff on recent and already existing compliance requirements