.. solutions that meet the needs of our customers Active research, keeping up with the latest trends in software development Design, implement, and support Mobile applications Ability to work through newer framework issues and contribute to libraries as needed Requirements Degree in Computer Science, Software .. read more
Work Location: Wipro GDC, Plot No 480-481, Udyog Vihar, Phase - III, Gurgaon – 122016, Haryana
Work Shifting – 01.30 pm to 11.00 pm (IST) shift Window
Experience: 4 to 12 YEARS in UK/US pension with transition experience
Responsibilities:
• Ensure changes to compliance policies properly documented and communicated
• Ensure all registrations required under Senior Managers and Certification Regime regime properly completed including all backing documentation
• Ensure all staff training requirements carried out and properly recorded
• Coordinate Client audit programme
• Manage FCA Connect
• Dealing with all Personal Account dealing or G&E approvals and ensure all properly recorded
• Manage Conflict of Interest disclosures and processes
• Ensure Breach & Complaint Register maintained and all required actions properly completed
• Record all communication with Client relating to breaches and complaints
Skills:
• Good regulatory knowledge and then how regulation applies across relevant business activities and oversight of such
• Ability to work without supervision and under pressure
• Efficient and well organised
• Strong communication skills both written and verbal
• Credible and assertive manner
• Discretion, tact and resilience
• Professional manner with the ability to influence and persuade
• They must be a skilled communicator and able to deal with a wide variety of internal stakeholders and financial regulator
Mandatory Skills:
Previous experience of some of above from a small Compliance Dept carryout mixed Responsibilities or a specific Central Compliance team carrying out some or of above
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